Beneficient

Privacy Policy

The Beneficient Company, L.P. (“Beneficient”) is firmly committed to protecting your privacy while visiting our Internet site. Beneficient is sensitive to privacy issues on the Internet and we believe it is important you know how we treat the information we receive about you.

Your use of the web sites located at trustben.com (collectively, the “Site”) indicates your acceptance of and agreement with the terms and conditions of Beneficient’s Privacy Policy.

1. Personal Information

In general, you can visit Beneficient on the World Wide Web without telling us who you are or revealing any information about yourself. Our web servers collect only the IP address, not the e-mail addresses or domain names, of visitors. This information may be compiled to measure the number of visits, average time spent on the site, pages viewed, etc. Beneficient may use this information to measure the use of our site and to improve its ease of use.

There are times, however, when we may need information from you, such as your name, address, and company information (information that is essential for Beneficient to provide the services and/or products that are requested by you). Any personal information that we may collect from our Site will be used only by us to respond to your inquiry or process a request. The amount of personal information you disclose to Beneficient is completely at your discretion. It is never mandatory for you to answer any question, although the extent of your answers may limit the services and products that Beneficient can offer you. Please be advised that any message you send to us over the Internet via email will not be encrypted and consequently, could be intercepted by a third party. We do not guarantee the security of information transmitted electronically over the Internet, and thus we advise you to not communicate confidential information such as an account number, Social Security number, password, or other non-public information by e-mail. We are not liable for any loss, injury, or damage, whether direct or indirect, caused by the use of electronic communication.

Beneficient does not plan to divulge, sell or lease any personal information, customer listings or aggregate data gathered through the Site to any third party. However, Beneficient may share the personal information with any party that it deems has a reasonable need to know the information, such as any employee or representative of Beneficient, anyone affiliated with or working on behalf of Beneficient, including without limitation any third-party service provider providing assistance with the development, implementation, operation, support and maintenance of the Site or provision of the services offered on the Site, our Federal and state regulators or auditors, to respond to a subpoena or court order, judicial process, or law enforcement agency, to protect against or prevent fraud and to manage risk, or any third party with whom you specifically authorize us to share your information.

2. Cookies

There are various technologies, including “cookies,” that can be used to give you tailored information from a web site. A cookie is an element of data that a web site can send to your browser, which may then store it on your system. Some pages within the Site may use cookies so that we can better serve you when you return to our Site. You can set your browser to notify you when you receive a cookie, giving you the chance to decide whether to accept it or not.

3. How to Contact Us

If you have questions or concerns regarding our Privacy Policy please contact us via e-mail at privacypolicy@beneficient.com or by direct mail at 325 N. Saint Paul Street, Suite 4850, Dallas, Texas 75201.

4. Links to Other Web sites

On our Site, we may have external links to other web sites. We are not responsible for the content on these web sites or the privacy policies and practices of the operators of these web sites. Therefore, we recommend that you review the terms of use and privacy policy for each third-party website.

5. Our Commitment to Children’s Privacy

Our Website is not intended to be directed at children, and we have no intention of collecting any personal information from individuals under the age of thirteen (13).

6. Changes in Our Privacy Policy

We will periodically make changes to our privacy policy; therefore, we recommend that you visit this Site periodically.

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© 2011-2020 The Beneficient Company Group, L.P.

Trust services will be provided by Beneficient Trust Company, LTA (BTC) and Beneficient Trust and Clearing Company, LTA (BTCC). BTC and BTCC are wholly-owned subsidiaries of Ben.

Securities Products are offered through Emerson Equity LLC. Member FINRA SIPC. The Beneficient Company Group, L.P. and Emerson Equity LLC are separate, unaffiliated entities.

Ben does not provide investment advisory services or tax, accounting or legal advice. The products and services described on this website may not be suitable for all users and you should consult with your legal, tax or other advisors prior to taking any action relating to the subject matter contained on this website. The contents hereof do not constitute an offer or solicitation to buy or sell any securities, financial instruments, products or services.

Ben’s products and services are not insured by the FDIC or any other government agency, are not guaranteed by Ben or its subsidiaries, affiliates or parent company, may lose value, and are not a Bank deposit.

Important Information About Procedures for Establishing a Relationship with Ben

To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes a relationship or carries out a transaction with the financial institution.

What this means for you: When you establish a relationship or carry out a transaction with us, we will ask for your name, address, date of birth and other information that will allow us to identify you (or similar identifying information for entities). We may also ask to see or that you provide us with copies of your driver’s license or other identifying documents.

If you are unable or unwilling to provide this information, we may not be able to establish a relationship or carry out a transaction with you. We thank you for your patience and hope that you will support the financial industry’s efforts to deny terrorists and money launderers access to America’s financial system.